What Do We Offer?
Operational support:
- Interim role secondments such as Head of Compliance, MLRO and Designated Persons
- Ongoing and ad hoc advice
- Support pre, during and post regulatory visits or reviews
- Engagement with regulatory authorities
- Assistance with regulatory change
Assurance:
- Outsourced and co-sourced internal audit
- Global regulator appointed reviews and investigations
- Assessments of governance, risk and compliance frameworks
- Review of remediation work undertaken
- Financial investigations including money laundering, fraud, bribery and corruption
Design of:
- Governance, risk and compliance frameworks and programs
- Staff training programs
- Programs in response to new regulatory developments and business changes
- Remediation programs
Implementation:
- Staff training and development programs
- Change and remediation programs, including both technical and project management aspects
