Kroll advises and assists investment services companies in setting out and implementing governance, risk management, compliance and internal controls in line with the requirements of the Autorité des Marchés Financiers – the French Financial Markets Authority (AMF) and other regulatory authorities.
We provide a range of services to the French financial services industry, including:
- Applications for approval of new management companies, applications for extension of approval and the creation or transfer of internal control funds
- Advising French and foreign managers on asset management in France in accordance with the AIFM, MiFID II and UCITS directives
- Support on specific regulatory, risk and compliance topics such as market abuse, financial crime prevention and cybersecurity
- Assistance with inspections carried out by the national supervisory authority, as well as audits and gap analyses in view of a possible inspection
- Supporting clients with advice on compliance and internal control matters
